Launch Your Career in Financial Services with Confidence
Prepare for a career as a licensed financial professional through a structured program designed to help you understand the securities industry, navigate regulatory requirements, and build the knowledge needed for the Securities Industry Essentials (SIE) and Series 7 examinations.
Trusted by professionals, educators, and organizations
Feature Strip:
Career-Focused Program
15 – 20 Hours
80+ Lessons Expert Led Lessons
Certificate Included
Trusted by learners, institutions, and professionals worldwide
500+
Learners Trained
20+
Institutional Partnerships
Global
Program Delivery
Practitioner
Led Education
Who Is It For?
Whether you’re preparing for your first licensing exam or pursuing a career in financial services, this program provides the knowledge, structure, and guidance to help you succeed.
Aspiring financial brokers and registered representatives.
University students pursuing careers in finance.
Career changers entering the financial services industry.
New hires sponsored by brokerage firms.
Anyone preparing for the SIE and Series 7 examinations.
What You’ll Learn
Develop the industry knowledge, regulatory understanding, and professional foundations needed to prepare for securities licensing examinations and entry-level financial services roles.
Financial Markets & Securities
Develop a strong understanding of how financial markets operate, the role of brokerage firms, and the structure of the securities industry.
Investment Products & Client Solutions
Learn the characteristics, risks, and suitability of stocks, bonds, mutual funds, ETFs, options, and other investment products.
Regulations, Ethics & Compliance
Understand the regulatory framework, ethical responsibilities, and compliance standards expected of licensed financial professionals.
Client Accounts & Recommendations
Learn how financial professionals assess client objectives, determine suitability, and support informed investment decisions.
Licensing Preparation
Strengthen your knowledge of the core topics covered on the SIE and Series 7 exams through structured review and guided study.
Program Snapshot
Delivery
100% Online, Self-Paced
Level
Intermediate
Duration
15-20 hours
Format
Video Lessons, Practical Examples, Knowledge Checks, and Guided Study Plan
Resources
Downloadable Study Guides, Practice Questions & Learning Worksheets
Certificate
Certificate of Completion
Price
$400
Why Learn with Lumeric
Structure Learning Framework
Learn through real-world examples, practical exercises, and applied financial concepts.
Step-by-Step Application
Progress with a structured roadmap with practical examples and real-world applications
Developed by Finance Professionals
Learn from experienced finance professionals with real-world industry expertise.
Built for Everyone
Easy-to-follow lessons designed for learners of all backgrounds and experience levels.
Our Testimonials
“Bobby is very knowledgable and approachable”
I am a designer and wanted to learn how to start investing. I came across Bobby's program from his Youtube videos. The program can be intense at times, but the content is overall very good and thorough. Bobby is very knowledgable and approachable. He explains things clearly and is always there when you need help.
Jesus
Dubai, UAE
“Lumeric approaches trading as a professional skill”
I work in real-estate, and I have always been interested in trading, but it was difficult to find a reliable source to learn from. I really like the academic approach which gave me confidence in the program, and it delivered. Lumeric approaches trading as a professional skill rather than a shortcut to quick wealth. Highly recommended.
Neal
Seattle, Washington
Start Your Career in Financial Services
Whether you’re preparing for the SIE, working toward the Series 7, or taking your first step into the financial services industry, this program provides the knowledge, structure, and confidence to help you build a strong foundation for a successful career.
Enroll Now